SRA Investigations

The SRA is responsible for regulating solicitors and firms in the public interest. It will investigate and may take action against any solicitor, individual employed by an SRA regulated practice or firm that is alleged to have breached SRA mandatory principles.

SRA investigations will naturally be a stressful period for any individual or firm that is under scrutiny. We can provide you with re-assurance around how the SRA investigation process may work and what to expect when the SRA takes an interest in your activities.  We can help with any SRA requests for information or conduct explanations and help you prepare for any on site investigations.

In the event that the investigation leads to the threat of disciplinary action, we can also introduce you to specialist professional discipline lawyers.